Further policies
It is important you adhere to the requirements set out in the Keystone policy documents, which are all published on Keyed-In. The policies that apply to you are:
- Anti-Bribery Policy
- Anti-Money Laundering Policy
- Anti-Slavery and Human Trafficking Policy
-
Audit Enquiries Policy (see also the related Audit Enquiries Response Template)
- Client Account Interest Policy
- Client Care Policy
- Complaints Policy
- Conflicts of Interest Policy
- Continuing Competence Policy
- Equality, Diversity and Inclusion Policy
- Fraud Prevention Policy
- Health and Safety Policy
-
Information Retention Policy
- Information Security Policy
- IT Usage Policy
- Modern Slavery Transparency Statement
- Outsourcing Policy
- Speaking-Up Policy
-
Supervision Policy (for further information see also the Growing Teams Guide)
Compliance with the aforementioned policies is a requirement under your Keystone contract.