Further policies

It is important you adhere to the requirements set out in the Keystone policy documents, which are all published on Keyed-In. The policies that apply to you are:

• Anti-Bribery Policy
• Anti-Money Laundering Policy
• Anti-Slavery and Human Trafficking Policy
• Audit Enquiries Policy (see also the related Audit Enquiries Response Template)
• Client Account Interest Policy
• Client Care Policy
• Complaints Policy
• Conflicts of Interest Policy
• Continuing Competence Policy
• Equality, Diversity and Inclusion Policy
• Fraud Prevention Policy
• Health and Safety Policy
• Information Retention Policy
• Information Security Policy
• IT Usage Policy
• Modern Slavery Transparency Statement
• Outsourcing Policy
• Speaking-Up Policy
• Supervision Policy (for further information see also the Growing Teams Guide)

Compliance with the aforementioned policies is a requirement under your Keystone contract.